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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Tampa | FL | 08/2013 | 09/2019 |
| Summit Financial Group Inc | Tampa | FL | 08/2013 | 05/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2019 | 02/2023 |
| The Money Coach Dba Money Matters | Gadsden | AL | 11/2014 | Present |
| Lpl Financial Llc | Gadsden | AL | 02/2023 | Present |
1) 12/02/2022 - Money Matters of Alabama - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 12/02/2022 - Money Matters of Tampa - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 12/02/2022 - Navigo, LLC - Business Entity For Tax/Investment Purposes Only - Gadsden AL 35901 - Non investment related - 2.5 Hours per month - Start date: 01/01/2015. 4) 12/02/2022 - Non-Variable Insurance, Trails Only - GADSDEN, AL 35901 - Investment related - 1 Hour per month - Start date: 07/01/2014.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-04 |
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