Susan Morton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2026
  Jp Morgan Securities Llc
  Los Angeles, CA
• 01/2016 → 01/2026
  Jp Morgan Chase Bank Na
  Los Angeles, CA
• 09/2019 → 01/2026
  Jp Morgan Chase Bank, N.A.
  Marina Del Rey, CA
• 02/2026 → Present
  Lpl Financial Llc
  Venice, CA
• 02/2026 → Present
  Jfc Advisor Network
  Venice, CA

Previous Registrations

• 2016-01-15 → 2026-02-03
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Marina Del Rey, CA
• 2007-03-16 → 2016-01-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
  Beverly Hills, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-26
• S63 Uniform Securities Agent State Law Examination
  1995-03-29

Other Names

• Susan Elisabeth Wallace
• Susan Wallace
• Susan Morton
• Susan Elisabeth Morton