Jennifer Lynn Lockbaum

Mesirow Financial Investment Management, Inc.

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Current Employers

Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-03-09

IL RA
APPROVED

Since 2017-03-09

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mesirow Financial, Inc.	Chicago	IL	10/2003	Present

10/2003 → Present

Mesirow Financial, Inc.

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-09
S63	Uniform Securities Agent State Law Examination	1995-03-17

S65 Uniform Investment Adviser Law Examination

2017-03-09
S63 Uniform Securities Agent State Law Examination

1995-03-17

View on SEC IAPD

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DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch

HAROLD NELSON LEAVELL

CARLYLE KELLY MADDEN

PHILIP JOHN RIDOLPHI

SUSAN MARY SHACKLETTE

KRISTI LYNN MILLS

NATHANIEL MITCHELL COLEMAN

KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

GUGGENHEIM INVESTMENTS · CHICAGO, IL

PEKIN HARDY STRAUSS, INC. · CHICAGO, IL

SPIDERROCK ADVISORS, LLC · CHICAGO, IL

PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL

DOYENNE WEALTH ADVISORS · CHICAGO, IL

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