David Oliver Hendricks

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2016
  Wells Fargo Advisors Llc
  Suwanee, GA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Suwanee, GA

Previous Registrations

• 2009-06-01 → 2012-06-11
  Morgan Stanley
  Athens, GA
• 2006-12-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Athens, GA
• 1998-01-06 → 2006-12-06
  Banc Of America Investment Services, Inc.
  Winder, GA
  Athens, GA
  Hartwell, GA
  Winder, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-07
• S63 Uniform Securities Agent State Law Examination
  1995-04-13