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David Oliver Hendricks

Wells Fargo Clearing Services, LLC

Dacula, GA

Duluth, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-05-14
TX RA APPROVED_RES 2012-05-14
  • GA RA
    APPROVED
    Since 2012-05-14
  • TX RA
    APPROVED_RES
    Since 2012-05-14

Branch Locations

3500 Braselton Hwy, Dacula, GA 30019 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Suwanee GA 05/2012 11/2016
Wells Fargo Clearing Services, Llc Suwanee GA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-06-11
    Morgan Stanley
    Athens, GA
  • 2006-12-05 → 2009-06-01
    Citigroup Global Markets Inc.
    Athens, GA
  • 1998-01-06 → 2006-12-06
    Banc Of America Investment Services, Inc.
    Winder, GA
    Athens, GA
    Hartwell, GA
    Winder, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-07
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    1997-11-07
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13

View on SEC IAPD

Other Firms

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EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
LEGACITREE WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.

Other Investors

PAUL H. CULBRETH
Brian David Blough
Ronald Gary Lee
Thomas Joseph McCurdy
Clark Scott Jensen
Davis Blough
Megan Faye Pennington
Kermit Cornelius Walker

Other Offices

CULBRETH WEALTH MANAGEMENT · DACULA, GA
EDWARD JONES · Dacula, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dacula, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DACULA, GA
PFS INVESTMENTS INC. · DACULA, GA
EDWARD JONES · DACULA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dacula, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA

More in Dacula, GA

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