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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Mandeville, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Mandeville LA 05/2013 08/2022
Hancock Bank Covington LA 05/2013 Present
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Covington LA 08/2022 Present
  • 05/2013 → 08/2022
    Hancock Investment Services, Inc.
    Mandeville, LA
  • 05/2013 → Present
    Hancock Bank
    Covington, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Covington, LA
Previous Registrations
  • 2013-05-13 → 2022-08-10
    Mandeville, LA
    Denham Springs, LA
    Harvey, LA
    New Orleans, LA
    Mandeville, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    Covington, LA
  • 2013-04-24 → 2013-04-30
    Slidell, LA
  • 2012-03-09 → 2013-02-14
    Palm Beach Gardens, FL
    Maitland, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Oviedo, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Saint Cloud, FL
    Orlando, FL
    Kissimmee, FL
    Champions Gate, FL
    Maitland, FL
    Flemington, NJ
    Orlando, FL
  • 2009-11-13 → 2012-02-17
    Orlando, FL
  • 2004-12-02 → 2009-11-03
    Orlando, FL
    Orlando, FL
    Winter Park, FL
    Orlando, FL
    Apopka, FL
  • 2000-02-09 → 2004-11-03
    Truist Investment Services, Inc.
    Orlando, FL
Other Businesses

1. CO-OWNER OF 63 DESIGNS, LLC; RENTAL PROPERTY; OWNED WITH SPOUSE 2. POA FOR PARKER VAIL; SON; CO-TRUSTEE FOR N CHAPMAN VAIL REVOCABLE TRUST; FATHER'S TRUST. 3. CO-GUARDIAN FOR FATHER, 3-5/HRS/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-19
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S65 Uniform Investment Adviser Law Examination
    2000-09-19
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16
Other Names
  • Robin Lynn Vail
  • Robin Lynn Vail Platt
  • Robin Vail Platt
  • Robin Lynn Vail
  • Robin Vail Platt
  • Robin Vail-Platt

View on SEC IAPD

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