Derek Joseph Vogt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 06/2024
  Securities America, Inc.
  Malvern, PA
• 01/2005 → 06/2024
  Securities America Advisors, Inc.
  Malvern, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Malvern, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Malvern, PA

Previous Registrations

• 2005-01-21 → 2024-06-14
  Securities America Advisors, Inc.
  Chester Springs, PA
  Chester Springs, PA
  Chester, PA
  Malvern, PA
• 2002-06-05 → 2005-01-24
  1717 Capital Management Company
  Uwchland, PA

Other Businesses

1. DEREK J VOGT, CFP POSITION: Advisor/Agent NATURE: I SELL some FIXED ANNUITIES through Highland Capital that don't go through the grid. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2005 ADDRESS: 335 East King St. Unit 211B, P.O. Box 152, Malvern PA 19355, United States DESCRIPTION: fixed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-18
• S63 Uniform Securities Agent State Law Examination
  1995-06-19

Designations

• Certified Financial Planner