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Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-01-28
  • AL RA
    APPROVED
    Since 2020-01-28

Branch Locations

421 Emery Drive, Hoover, AL 35244 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 03/2016 02/2018
Penn Mutual Life Insurance Co Horsham PA 02/2016 02/2018
Mml Investors Services, Llc Birmingham AL 03/2018 01/2020
Massachusetts Mutual Life Insurance Company Birmingham AL 02/2018 01/2020
Oneamerica Securities Hoover AL 01/2020 Present
American United Life Hoover AL 10/2019 Present
  • 03/2016 → 02/2018
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 02/2016 → 02/2018
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 03/2018 → 01/2020
    Birmingham, AL
  • 02/2018 → 01/2020
    Massachusetts Mutual Life Insurance Company
    Birmingham, AL
  • 01/2020 → Present
    Oneamerica Securities
    Hoover, AL
  • 10/2019 → Present
    American United Life
    Hoover, AL
Previous Registrations
  • 2018-03-19 → 2020-02-06
    Vestavia, AL
  • 2014-09-18 → 2016-01-09
    Osaic Services, Inc.
    Birmingham, AL
  • 2013-01-02 → 2013-09-18
    Birmingham, AL
  • 2008-09-30 → 2013-01-02
    Next Financial Group, Inc.
    Birmingham, AL
    Virginia Beach, VA
    Richmond, VA
    Glen Allen, VA
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-17
S63 Uniform Securities Agent State Law Examination 2006-01-27
  • S65 Uniform Investment Adviser Law Examination
    2008-09-17
  • S63 Uniform Securities Agent State Law Examination
    2006-01-27
Other Names
  • Trey Dorman
  • Arnold Dorman
  • Arnold Lee Dorman
  • Arnold Lee Dorman

View on SEC IAPD

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