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Anthony Joseph Marino

Oppenheimer & Co. Inc.

Florham Park, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
NJ RA APPROVED 2016-10-31
  • TX RA
    APPROVED
    Since 2017-11-02
  • NJ RA
    APPROVED
    Since 2016-10-31

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Roseland NJ 04/2013 10/2016
Oppenheimer & Co. Inc. Florham Park NJ 10/2016 Present
  • 04/2013 → 10/2016
    Ameriprise Financial Services Inc
    Roseland, NJ
  • 10/2016 → Present
    Oppenheimer & Co. Inc.
    Florham Park, NJ
Previous Registrations
Other Businesses

- MARS LANDING - NON INVESTMENT RELATED - THERE IS NO ADDRESS - MUSIC PERFORMANCE GROUP - GUITAR PLAYER - DECEMBER 2019 - 10 HRS P/MO - 0 HRS DURING BUS HRS - MUSICIAN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-08
S63 Uniform Securities Agent State Law Examination 1995-06-13
  • S65 Uniform Investment Adviser Law Examination
    2000-05-08
  • S63 Uniform Securities Agent State Law Examination
    1995-06-13

View on SEC IAPD

Other Firms

WISS PRIVATE CLIENT ADVISORS, LLC
JACOBS LEVY EQUITY MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
ROCKEFELLER FINANCIAL LLC
MARINER

Other Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman
Raman Bhalla
Keyana Adelina Touchette
Luke Robert Warren Rich
Hunter William Kolmodin
Nicholas Henry Hoy

Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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