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James Charles Kidd

Equitable Advisors, LLC

Morristown, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-10
NJ RA APPROVED 2002-07-02
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • NJ RA
    APPROVED
    Since 2002-07-02

Branch Locations

40 Maple Avenue Suite 1E, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

VARIOUS INSURANCE CONTRACTS; JK Properties LLC for SINGLE FAMILY RENTAL PROPERTY, OWNER; JK Properties II, LLC, Owner, Property Rental.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-16
S63 Uniform Securities Agent State Law Examination 1995-03-13
  • S65 Uniform Investment Adviser Law Examination
    1999-10-16
  • S63 Uniform Securities Agent State Law Examination
    1995-03-13

View on SEC IAPD

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THOMAS PATRICK ZINCKGRAF
BERNARD MARK KIELY
YVONNE CICETTI KIELY
WILLIAM MOUQUIN WEISS
JOSEPH HENDRICK

Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
HIMCO, LLC · MORRISTOWN, NJ
WELLS FARGO CLEARING SERVICES, LLC · MORRISTOWN, NJ

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