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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-13
  • NY RA
    APPROVED
    Since 2023-11-13

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Brightwaters, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, Na New York NY 05/2005 Present
Hsbc Securities (Usa) Inc. New York NY 05/2005 Present
Previous Registrations
  • 2004-10-20 → 2005-05-03
    Banc Of America Investment Services, Inc.
    New York, NY
  • 2002-12-11 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

1)MANCHESTER HOTEL ASSOCIATES II, LLC REAL ESTATE/HOTEL INVESTMENT 308 PLYMOUTH AVE.BRIGHTWATERS NY 11718 LIMITED PARTNERSHIP FAMILY. PRIVATEPARTNER.PARTICIPATE AS PARTNER.1 HOURS. 2)MULLANEY HOSPITALITY MANAGEMENT,LLC REAL ESTATE/MANAGEMENT FAMILY PARTNERSHIP. 308 PLYMOUTH AVE BRIGHTWATERS, NY 11718 PARTICIPATE AS MANAGER/PARTNER. 1-4 HOURS. 2-4) 1. The name of the other business - Manchester Retail Associates II LLC, Manchester Brewery Management, LLC and Manchester Brewing Company LLC: 2. Whether the business is investment-related - No 3. The addresses of the other businesses: 308 Plymouth Avenue Brightwaters, NY 11718 4. The nature of the other business: Manchester Retail Associates II LLC: An LLC partnership purchasing land to build the new brewery. And Manchester Brewery Management, LLC: Newly established entity that will manage the brewery, with plans to open in 2025. Manchester Brewing Company LLC: A newly established LLC that will operate the brewery, focused on producing its own beer and selling it on-site. 5. Your position: Partner 6. Title : PARTNER 7. Relationship with the other business: Partner 8. The start date of your relationship: 11/15/2024 9. The approximate number of hours/month you devote to the other business: 10 hours per month. 10. The number of hours you devote to the other business during securities trading hours: 0 hours per year Work will be done outside of business hours. 11. Briefly describe your duties relating to the other business: I am a partner in a new brewery business, structured into three LLCs. I will manage business activities outside of regular working hours and will have access to funding.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S66 Uniform Combined State Law Examination
    2023-11-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13

View on SEC IAPD

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