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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-13 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, Na | New York | NY | 05/2005 | Present |
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2005 | Present |
1)MANCHESTER HOTEL ASSOCIATES II, LLC REAL ESTATE/HOTEL INVESTMENT 308 PLYMOUTH AVE.BRIGHTWATERS NY 11718 LIMITED PARTNERSHIP FAMILY. PRIVATEPARTNER.PARTICIPATE AS PARTNER.1 HOURS. 2)MULLANEY HOSPITALITY MANAGEMENT,LLC REAL ESTATE/MANAGEMENT FAMILY PARTNERSHIP. 308 PLYMOUTH AVE BRIGHTWATERS, NY 11718 PARTICIPATE AS MANAGER/PARTNER. 1-4 HOURS. 2-4) 1. The name of the other business - Manchester Retail Associates II LLC, Manchester Brewery Management, LLC and Manchester Brewing Company LLC: 2. Whether the business is investment-related - No 3. The addresses of the other businesses: 308 Plymouth Avenue Brightwaters, NY 11718 4. The nature of the other business: Manchester Retail Associates II LLC: An LLC partnership purchasing land to build the new brewery. And Manchester Brewery Management, LLC: Newly established entity that will manage the brewery, with plans to open in 2025. Manchester Brewing Company LLC: A newly established LLC that will operate the brewery, focused on producing its own beer and selling it on-site. 5. Your position: Partner 6. Title : PARTNER 7. Relationship with the other business: Partner 8. The start date of your relationship: 11/15/2024 9. The approximate number of hours/month you devote to the other business: 10 hours per month. 10. The number of hours you devote to the other business during securities trading hours: 0 hours per year Work will be done outside of business hours. 11. Briefly describe your duties relating to the other business: I am a partner in a new brewery business, structured into three LLCs. I will manage business activities outside of regular working hours and will have access to funding.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-13 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-13 |
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