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Louis James Ardito

Morgan Stanley

Riverhead, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-02-24
NJ RA APPROVED 2017-03-17
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • NJ RA
    APPROVED
    Since 2017-03-17

Branch Locations

611 East Main Street, Riverhead, NY 11901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 10/2009 03/2017
Morgan Stanley Riverhead NY 03/2017 Present
Morgan Stanley Private Bank, National Association New York NY 04/2017 Present
Previous Registrations
  • 2009-10-23 → 2017-03-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Riverhead, NY
    Melville, NY
    Melville, NY
    Melville, NY
    Riverhead, NY
    Melville, NY
    Melville, NY
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Melville, NY
    Melville, NY
  • 2003-03-14 → 2004-10-20
    Quick & Reilly, Inc.
    Islandia, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-21
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S65 Uniform Investment Adviser Law Examination
    2002-11-21
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07

View on SEC IAPD

Other Firms

EAST END FINANCIAL GROUP, INC.
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
SPRUCE POINT CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
PECONIC ASSET PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LINCOLN INVESTMENT

Other Investors

PANAYOTA PATRICIA DELUCA
CINDY E HUBBARD
Philip Scaglione
JAMES DUFFY
TIMOTHY JAMES BOURKE
DONNA ANN WESS
FRANK STEVEN MARINACE
LAURA ANNE FENNELL

Other Offices

EAST END FINANCIAL GROUP, INC. · RIVERHEAD, NY
OSAIC WEALTH, INC. · RIVERHEAD, NY
J.P. MORGAN SECURITIES LLC · RIVERHEAD, NY
SPRUCE POINT CAPITAL MANAGEMENT, LLC · RIVERHEAD, NY
LPL FINANCIAL LLC · RIVERHEAD, NY
PECONIC ASSET PLANNING · RIVERHEAD, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

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