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Richard James Patton

Edward Jones

Missouri City, TX

CRD 5052543

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-06-20
  • TX RA
    APPROVED
    Since 2008-06-20

Branch Locations

9029 Hwy 6 Suite 130, Missouri City, TX 77459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-15
S63 Uniform Securities Agent State Law Examination 2006-02-13
  • S66 Uniform Combined State Law Examination
    2008-06-15
  • S63 Uniform Securities Agent State Law Examination
    2006-02-13
Other Names
  • Richard James Patton
  • Richard James Patton Ii

View on SEC IAPD

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