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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| OH | RA | APPROVED | 2003-12-16 |
Branch Locations
115 West Market Street Suite B, Troy, OH 45373 • United States
Piqua, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/2003 | Present |
1. SELLING FIXED INSURANCE PRODUCTS UNDER NAME COMMONWEALTH FINANCIAL NETWORK, AT BRANCH LOCATION, INVESTMENT RELATED. 2. ROBERT J. EARL, LTD., PRESIDENT AND SOLE OWNER OF ENTITY CREATED FOR SECURITIES BUSINESS, AT BRANCH LOCATION, INVESTMENT RELATED. 3. HOUSTON HIGH SCHOOL, TRACK COACH, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED 4. Owner, Can't Stop Running Company Ohio, LLC; Located at 321 N Main St, Piqua, OH 45356, as of 11/03/2023; Approximately 12.5% time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-06 |
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