Jocelyn Thomas Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SMITH MEDICAL TECHNOLOGIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: DALLAS, TEXAS 75214 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/18/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY HUSBAND STARTED HIS OWN LLC. OUR CPA RECOMMENDEND THAT I BE 1% OWNER IN HIS LLC. IT IS CALLED SMITH MEDICAL TECHNOLOGIES. HE IS A DISTRIBUTOR FOR SAMSUNG. HE SELLS MEDICAL EQUIPMENT FOR SAMSUNG. I DO NOT HAVE ANY WORK TO DO WITH THIS COMPANY GENERAL NOTES: 1/21/2014 7:35 SMITH, JOCELYN : I AM JUST 1% OWNER. THE BANK ACCT IS HELD AT BANK OF AMERICA, IT IS A BUSINESS CHECKING ACCT FOR SMITH MEDICAL TECHNOLOGIES.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-22
• S63 Uniform Securities Agent State Law Examination
  2006-10-10

Other Names

• Jocelyn Smith