Daniel Martin Shapiro

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2003-02-25

CO RA
APPROVED

Since 2003-02-25

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	12/1994	Present

12/1994 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Other Businesses

1. Starfish Green, LLC| Investment Related: No|3103 Veneto Court; Bradenton; Florida; 34211; USA|Second Home Rental Property| Managing Member|2023-06-27|Hours Per Month: Less than 20|Hours Spent during Security Trading: 0|Preparation of the home to offer as a rental property. Coordination of the LLC paying taxes, insurance and HOA fees on the home and property. Working with the property management firm regarding rental terms and any related landlord-tenant issues.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-20
S63	Uniform Securities Agent State Law Examination	1995-08-21

S66 Uniform Combined State Law Examination

2003-02-20
S63 Uniform Securities Agent State Law Examination

1995-08-21

Designations

Certified Financial Planner

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