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Jennifer Lightcap Johnson

Cambridge Investment Research Advisors, Inc.

Frederick, MD

CRD 2582938

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2013-01-17
  • MD RA
    APPROVED
    Since 2013-01-17

Branch Locations

Frederick, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jennifer L. Johnson, Llc Frederick MD 04/2009 Present
Jlj Financial Frederick MD 10/2011 Present
Cambridge Investment Research Inc Fairfield IA 01/2013 Present
Cambridge Investment Research Advisors Inc Fairfield IA 01/2013 Present
  • 04/2009 → Present
    Jennifer L. Johnson, Llc
    Frederick, MD
  • 10/2011 → Present
    Jlj Financial
    Frederick, MD
  • 01/2013 → Present
    Cambridge Investment Research Inc
    Fairfield, IA
  • 01/2013 → Present
    Fairfield, IA
Previous Registrations
  • 2011-03-25 → 2013-02-01
    Farmingville, NY
    Ijamsville, MD
    Carpinteria, CA
    Ijamsville, MD
    Frederick, MD
  • 2003-05-05 → 2011-03-30
    Sii Investments, Inc.
    New Market, MD
    Ijamsville, MD
    Frederick, MD
  • 2006-08-28 → 2009-07-14
    Lighthouse Wealth Management
    New Market, MD
  • 2002-09-05 → 2003-12-31
    Lighthouse Wealth Management
    Frederick, MD
Other Businesses

1)JENNIFER L JOHNSON LLC:JLJ FINANCIAL, 11302 DAYSVILLE RD, FREDERICK, MD, 5/2003 AS OWNER/AGENT SELLING/SERVICING LTC & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/MO - 10/TRADING. 2)AUDIO-VIDEO GROUP, LLC; START 3/2012; DESIGN AND INSTALLATION OF AUDIO AND VIDEO SYSTEMS FOR COMMERCIAL APPLICATIONS;BOOKKEEPER; 5 HOURS/MONTH; 5 HOURS/MONTH DURING TRADING; NIR 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2013 AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 20/TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-03
  • S63 Uniform Securities Agent State Law Examination
    2000-10-03
Designations
  • Certified Financial Planner
Other Names
  • Jennifer Katherine Lightcap

View on SEC IAPD

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