Jason Weese

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-05-08
TX	RA	APPROVED	2024-05-08

Branch Locations

10 S Dearborn St Floor 11, Chicago, IL 60603 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Dignity Memorial	Chicago	IL	01/2019	06/2021
Discount Tire	Joliet	IL	06/2021	07/2021
Safe Air Radon Testing	Naperville	IL	01/2017	03/2021
Century Trading	Chicago	IL	01/2011	12/2016
School District #203	Naperville	IL	10/2016	09/2021
Harbor Freight Tools	Naperville	IL	09/2018	01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	08/2021	04/2024
Bank Of America, N.A.	Rolling Meadows	IL	08/2021	04/2024
Woodland Cemetary	Naperville	IL	01/2019	06/2021
J.P. Morgan Securities Llc	Chicago	IL	05/2024	Present
Jpmorgan Chase Bank, N.A.	Chicago	IL	05/2024	Present

01/2019 → 06/2021

Dignity Memorial

Chicago, IL
06/2021 → 07/2021

Discount Tire

Joliet, IL
01/2017 → 03/2021

Safe Air Radon Testing

Naperville, IL
01/2011 → 12/2016

Century Trading

Chicago, IL
10/2016 → 09/2021

School District #203

Naperville, IL
09/2018 → 01/2019

Harbor Freight Tools

Naperville, IL
08/2021 → 04/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
08/2021 → 04/2024

Bank Of America, N.A.

Rolling Meadows, IL
01/2019 → 06/2021

Woodland Cemetary

Naperville, IL
05/2024 → Present

J.P. Morgan Securities Llc

Chicago, IL
05/2024 → Present

Jpmorgan Chase Bank, N.A.

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-19