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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-18
MI RA APPROVED 2010-08-12
  • TX RA
    APPROVED_RES
    Since 2013-07-18
  • MI RA
    APPROVED
    Since 2010-08-12

Branch Locations

31555 W 14 Mile Rd Ste 300, Farmington Hills, MI 48334-1288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Farmington Hills MI 01/1995 03/2020
Ameriprise Financial Services, Llc Farmington Hills MI 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3208 benjamin ave, , Royal Oak, MI, 48073; Not Investment-Related; 05/01/2008. Business Ownership; HSFA LLC; ; office lease; 31555 W 14 Mile RD Suite 300Farmington Hills, MI 48334, ,; ; ; 0 hours per month; / RGP Holdings Inc.; provide payroll; Payroll for 1 staff; 31555 W 14 Mile Rd Suite 300, , Farmington Hills, MI, 48334; Investment-Related; 08/04/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Michigan Amateur Hockey Association; Executive Vice-President; 5007 Washington, , Midland, MI, 48642; Not Investment-Related; 07/11/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Reider Holdings, LLC; Discretionary Platform and Financial Planning consultant; Manage advisory business; 31555 W 14 Mile Rd, suite 300, farmington hills, MI, 48334; Investment-Related; 04/21/2021; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-21
S63 Uniform Securities Agent State Law Examination 1995-02-10
  • S66 Uniform Combined State Law Examination
    2010-07-21
  • S63 Uniform Securities Agent State Law Examination
    1995-02-10
Other Names
  • Daniel Pozdol

View on SEC IAPD

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