Christopher E Higgins

Current Employers

Employment History

• 02/2009 → Present
  Lpl Financial Llc
  Collegeville, PA
• 09/2013 → Present
  Private Advisor Group, Llc
  Collegeville, PA

Previous Registrations

• 1999-01-07 → 2009-02-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
  Wayne, PA

Other Businesses

(1) 05/29/2009: Providence Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 10/24/2013: Private Advisor Group - Registered Investment Advisor DBA - DBA: Private Advisor Group - Investment Related - At Reported Business Location(s) - 50% Time Spent - provide advice (3) 11/27/2017: NGH Properties, Inc. - Investment Related - 11 Spring Mill Lane, Collegeville PA 19426 - Business Entity For Tax/Investment Purposes Only - Started 11/01/2016 - 20 Hours Per Month/0 Hours During Securities Trading - Forming an LLC with two other partners with the intent to purchase, fix up, and sell real estate properties locally. (4) 6/8/2018 - Private Advisor Group - DBA: (Hybrid) Providence Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/11/2013 - 120 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 6/8/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 1/9/2019 - NGH Properties, Inc. - Not Investment Related - 11 Spring Mill Lane, Collegeville PA 19426 - Business Entity For Tax/Investment Purposes Only - Partner - Start Date: 11/01/2016 - 20 Hours Per Month/0 Hours During Securities Trading - Forming an LLC with two other partners with the intent to purchase, fix up, and sell real estate properties locally. (6) 11/16/2022 - Providence Wealth, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-07
• S63 Uniform Securities Agent State Law Examination
  1995-03-17

Designations