Monique Renee Marshall

Employer firm

Life By Design Investment Advisory Services CRD 301816

$57.2M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 06/2019
  Advisory Services Network, Llc
  Atlanta, GA
• 02/2015 → Present
  Life By Design Investment Advisory Services
  Dana Point, CA

Previous Registrations

• 2015-12-17 → 2019-07-26
  Advisory Services Network
  Tustin, CA
  Atlanta, GA
  Rancho Santa Margarita, CA
  San Juan Capistrano, CA
  Tustin, CA
• 2013-05-10 → 2015-12-23
  J. W. Cole Advisors, Inc.
  Tampa, FL
• 2015-07-22 → 2015-12-17
  Life By Design Advisory Services
  Tustin, CA
• 2010-04-19 → 2013-05-10
  Financial Advisers Of America, Llc
  Carlsbad, CA
  Carlsbad, CA
  Santa Ana, CA
  Fountain Valley, CA
• 2009-01-02 → 2010-04-16
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
  Santa Ana, CA
• 2004-06-21 → 2009-01-02
  Raymond James Financial Services, Inc.
  Santa Ana, CA
  Fountain Valley, CA
• 2002-05-31 → 2004-06-18
  Crown Capital Securities, L.P.
  Santa Ana, CA

Other Businesses

1) INSURANCE LIFE, LTC (THROUGH GENERAL AGENT), PAID COMMISSION 2) Author; MYGOALS Book; Investment Related: No; Location: POBox 504 Dana Point CA. Description of the business: MYGOALS Book; Start date with business: 2015-01-01; Hours devoted to business outside trading hours: 1;

Exams

• S66 Uniform Combined State Law Examination
  2002-05-01
• S63 Uniform Securities Agent State Law Examination
  1995-04-13