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Current Employers
Life By Design Investment Advisory Services

34179 Golden Lantern St. 102, Dana Point, CA 92629 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

34179 Golden Lantern Suite 101-E, Dana Point, CA 92629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Services Network, Llc Atlanta GA 12/2015 06/2019
Life By Design Investment Advisory Services Dana Point CA 02/2015 Present
Previous Registrations
  • 2015-12-17 → 2019-07-26
    Tustin, CA
    Atlanta, GA
    Rancho Santa Margarita, CA
    San Juan Capistrano, CA
    Tustin, CA
  • 2013-05-10 → 2015-12-23
    Tampa, FL
  • 2015-07-22 → 2015-12-17
    Life By Design Advisory Services
    Tustin, CA
  • 2010-04-19 → 2013-05-10
    Financial Advisers Of America, Llc
    Carlsbad, CA
    Carlsbad, CA
    Santa Ana, CA
    Fountain Valley, CA
  • 2009-01-02 → 2010-04-16
    Saint Petersburg, FL
    Santa Ana, CA
  • 2004-06-21 → 2009-01-02
    Raymond James Financial Services, Inc.
    Santa Ana, CA
    Fountain Valley, CA
  • 2002-05-31 → 2004-06-18
    Crown Capital Securities, L.P.
    Santa Ana, CA
Other Businesses

1) INSURANCE LIFE, LTC (THROUGH GENERAL AGENT), PAID COMMISSION 2) Author; MYGOALS Book; Investment Related: No; Location: POBox 504 Dana Point CA. Description of the business: MYGOALS Book; Start date with business: 2015-01-01; Hours devoted to business outside trading hours: 1;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-01
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S66 Uniform Combined State Law Examination
    2002-05-01
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13

View on SEC IAPD

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