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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2011-01-03 |
Branch Locations
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
11199 Montgomery Blvd Ne, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Albuquerque | NM | 09/2009 | Present |
| Wells Fargo Advisors Llc | Albuquerque | NM | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | Present |
SOCCER REFEREE; NOT INVESTMENT RELATED; ALBUQUERQUE, NM; START 11/17/2017; 40 HOURS PER MONTH / 0 DURING TRADING HOURS. RENTAL PROPERTY, INV RELATED, SAN DIEGO, CA, 100% OWNERSHIP, START 6/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY. RENTAL PROPERTY, INV RELATED, MCPHERSON, KS, 100% OWNERSHIP, START 5/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-02 |
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