Kimberly Ann Poulos

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1994 → Present
  Primerica Financial Services
  Oakbrook Terrace, IL
• 01/1995 → Present
  Pfs Investments Inc.
  Oakbrook Terrace, IL

Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS, PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES. SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES. --MAM & Associates, Inc., Investment Related, 7664 Plaza Ct Willow Brook, IL 60527, Primerica Business Purposes, Owner, 05/2002-Present, 160 hours per month (140 hours per month during securities trading hours), legal entity formed solely for Primerica business purpose KIMPOULOS, Inc., Investment Related, 17116 Austin Ln, Orlando Park, IL 60467, Primerica Business Purposes, Owner, 6/2011 to Present, 0 hours per month (0 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-25
• S63 Uniform Securities Agent State Law Examination
  1995-02-03