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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-04
  • FL RA
    APPROVED
    Since 2025-06-04

Branch Locations

2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States

8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Orlando FL 06/2013 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 07/2024
Raymond James & Associates, Inc Sarasota FL 03/2025 Present
Unemployed Sarasota FL 07/2024 03/2025
Previous Registrations
  • 2013-06-06 → 2024-08-09
    Boca Raton, FL
    Orlando, FL
    Jacksonville, FL
    Orlando, FL
    Orlando, FL
    Sarasota, FL
    Orlando, FL
    Palm Beach, FL
    Naples, FL
    Tampa, FL
    St. Louis, MO
    Sarasota, FL
    Sarasota, FL
  • 2009-09-10 → 2013-05-22
    Newark, DE
    Wilmington, DE
    Bel Air, MD
    Souderton, PA
    Mullica Hill, NJ
    Dunkirk, MD
    Cherry Hill, NJ
    Wynnewood, PA
    Ellicott City, MD
    Annapolis, MD
    Gambrills, MD
    Odenton, MD
    Gambrills, MD
    Columbia, MD
  • 2006-12-19 → 2009-05-22
    Philadelphia, PA
  • 2004-01-01 → 2006-11-30
    Philadelphia, PA
    Turtle Creek, PA
    Pittsburgh, PA
    Hilton Head Island, SC
  • 2003-05-28 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Pittsburgh, PA
Other Businesses

(1)Name of Business: Address: 6271 Anise Drive, Sarasota, FL, 34238, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Address: 6271 Anise Drive, Sarasota, FL, 34238, United States Activity Type: Mortgage Broker or Origination Position/Title: Other Investment Related: No Start Date: 07/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Acquire my NMLS (3)Name of Business: 58 Holdings LLC Address: 6271 Anise Drive, Sarasota, FL, 34238, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/16/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: JADM Holdings LLC Address: 6271 Anise Drive, Sarasota, FL, 34238, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Established LLC for real estate holdings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-22
S63 Uniform Securities Agent State Law Examination 1995-03-15
  • S65 Uniform Investment Adviser Law Examination
    1995-03-22
  • S63 Uniform Securities Agent State Law Examination
    1995-03-15

View on SEC IAPD

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