David Vance Duncan

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Independence Wealth Advisors
  Wilmington, DE
• 01/2008 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2005-04-07 → 2008-01-02
  Principal Securities, Inc.
  Wilmington, DE
  Wilmington, DE

Other Businesses

SELLING FIXED INSURANCE UNDER NAME INDPENDENCE WELATH SERVICES, AT BRANCH LOCATION, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-22
• S65 Uniform Investment Adviser Law Examination
  1996-11-05
• S63 Uniform Securities Agent State Law Examination
  1995-03-06

Designations

• Chartered Financial Analyst