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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-25 |
Branch Locations
901 South Mopac Expressway Barton Oaks Plaza Four Ste 150, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H&R Block | Austin | TX | 12/2009 | Present |
| Ascension Seton Hospital System | Austin | TX | 01/2015 | 08/2022 |
| Dell Seton Medical Center At The University Of Texas | Austin | TX | 09/2022 | Present |
| Guardian Life Insurance Company | Austin | TX | 02/2024 | Present |
| Park Avenue Securities | Austin | TX | 09/2024 | Present |
1.) University of Texas Medical Center- Registered Nurse, Start date: 02/02/2015, Address: 1500 Red River, Austin Texas, 78701, 96 total hours per month 0 during securities trading hours, Not Investment related, More than 10% annual compensation, 2.) H&R Block - Senior Tax Analyst, Start date: 12/15/2009, Address: 5114 Balcones Woods, Ste. 302 Austin, TX 78759, 24 total hours per month 0 during securities trading hours, Not Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-07 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-16 |
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