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William Thomas Pappert

Morgan Stanley

Bethesda, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-02-16
TX RA APPROVED 2024-02-16
  • MD RA
    APPROVED
    Since 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 05/2008 02/2024
Bank Of America, N.A. Bethesda MD 07/2011 02/2024
Morgan Stanley Smith Barney Llc Bethesda MD 02/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2024 Present
  • 05/2008 → 02/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bethesda, MD
  • 07/2011 → 02/2024
    Bank Of America, N.A.
    Bethesda, MD
  • 02/2024 → Present
    Morgan Stanley Smith Barney Llc
    Bethesda, MD
  • 02/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-20
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S65 Uniform Investment Adviser Law Examination
    1997-11-20
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30
Designations
Other Names
  • William Pappert
  • Bill Pappert

View on SEC IAPD

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