Simon Vay Woon

Current Employers

Employment History

• 01/1995 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Richmond, VA
• 08/2012 → Present
  Paragaon Financial Services
  Richmond, VA

Previous Registrations

• 2003-12-03 → 2007-12-31
  Williams & Woon, Inc.
  Richmond, VA

Other Businesses

1. 10/25/2006: Penn Treaty - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Selling LTC insurance policies. 2. 10/23/2009: Paragon Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 3/22/2012: Wms. & Woon, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 5% - Holding company for our office condo which leases office space to our DBA, which is Paragon Financial Services, Inc. 4. 9/17/2012: Pinnacle Insurance and Financial Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Life Insurance Agent. 5. 2/8/2016: Wms. & Woon, LLC - Investment Related - 3761 Westerre Parkway, Suite H, Richmond, VA 23233 - Real Estate Rental - Started 12/10/2010 - 0 Hours Per Month - Holding company for our office condo. 6. 7/11/2017 - Golden Rule/United Health - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/21/2017 - 1 Hour Per Month During Securities Trading. 7. 8/16/2018 - Paragon Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/2009 - 80 Hours Per Month/80 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Paragon Financial Services, an independent investment advisor firm. I started this business activity in 10/2009. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 01/04/2023 - Paragon Tax Strategy, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/03/2023 - 10 Hours Per Month/2 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-29
• S63 Uniform Securities Agent State Law Examination
  1995-02-22