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Current Employers
Banorte Asset Management, Inc.

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-17
  • TX RA
    APPROVED
    Since 2019-07-17

Branch Locations

9950 Woodloch Forest Dr Suite 1250, The Woodlands, TX 77380 • United States

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banorte Securities International, Ltd. Houston TX 07/2014 Present
Banorte Asset Management, Inc. Houston TX 09/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-01
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S65 Uniform Investment Adviser Law Examination
    2018-10-01
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Antonio Teruggi
  • Antonio Teruggi

View on SEC IAPD

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