James Wayne Wilson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 12/2020
  Morgan Stanley Smith Barney Llc
  Baltimore, MD
• 12/2020 → 07/2023
  Raymond James Financial Services, Inc
  Washington, DC
• 12/2020 → 07/2023
  Steward Partners Global Advisory
  Bethesda, MD
• 12/2020 → 07/2023
  Steward Partners Investment Advisory Llc.
  Bethesda, MD
• 05/2022 → 07/2023
  Steward Partners Investment Solutions, Llc
  Bethesda, MD
• 07/2023 → Present
  Ubs Financial Services
  Frederick, MD

Previous Registrations

• 2020-12-07 → 2023-08-30
  Steward Partners Investment Advisory, Llc
  Stamford, CT
  Bethesda, MD
• 2014-10-30 → 2021-01-05
  Morgan Stanley
  Baltimore, MD
• 2006-08-29 → 2014-11-03
  Ubs Financial Services Inc.
  Washington, DC
  Weehawken, NJ
  Baltimore, MD
  Weehawken, NJ
  Baltimore, MD
  Bethesda, MD
  Weehawken, NJ
• 2006-02-21 → 2006-08-10
  Citigroup Global Markets Inc.
  Bethesda, MD
  New York, NY
  Bethesda, MD
• 2004-10-07 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Bethesda, MD
• 2004-07-21 → 2004-09-10
  Citigroup Global Markets Inc.
  Lutherville, MD
• 2004-03-05 → 2004-07-13
  Morgan Stanley Dw Inc.
  Chevy Chase, MD
• 2002-08-19 → 2003-02-20
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2002-08-16

Other Names

• Jamie Wilson
• James Wayne Wilson
• James Wayne Wilson