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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
2435 N. Central Expressway Suite 1020, Richardson, TX 75080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Richardson | TX | 01/1995 | 11/2023 |
| Osaic Wealth, Inc. | Richardson | TX | 11/2023 | Present |
1) BILL SHEA POSITION: President NATURE: Fixed and Traditional Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2014 ADDRESS: 2435 N. Central Expressway, Suite 1020, Richardson TX 75080, United States DESCRIPTION: Fixed and Traditional Insurance sales 2) WILLIAM A. SHEA AND DEANNA SHEA POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2024 ADDRESS: OCR #405(R407-R409), Diamante Cabo San Lucas, Cabo San Lucas, Baja California Sur, MX TX 75025, United States DESCRIPTION: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-09 |
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