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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-06-15 |
Branch Locations
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
Elk Grove Village, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocco Santorsola Ltd. | Elk Grove Village | IL | 01/1993 | Present |
| Ausdal Financial Partners, Inc. | Elk Grove Village | IL | 06/2009 | Present |
1-ROCCO SANTORSOLA LTD. ACCOUNTING AND TAX PREPARATION; NON INVESTMENT RELATED; 551 WALNUT LANE ELK GROVE VILLAGE IL 60007; OWNER; 120 HRS PER MONTH ARE DEVOTED TO THIS ACTIVITY WITH 80 OF THOSE HOURS DURING TRADING HOURS. JOB FUNCTIONS-TAX PREPARATION & BOOKKEEPING. 2. HEALTH/LIFE INSURANCE AND FIXED ANNUITY SALES. 2-5 HOURS/WEEK. 100% OWNERSHIP. SAME NAME AND ADDRESS AS 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-09 |
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