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Graeme William Lamb

Ameriprise Financial Services, LLC

Concord, NH

St Augustine, FL

Ponte Vedra, FL

Henniker, NH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-11
NH RA APPROVED 2009-03-27
  • FL RA
    APPROVED
    Since 2015-06-11
  • NH RA
    APPROVED
    Since 2009-03-27

Branch Locations

210 Rumford St, Concord, NH 03301 • United States

St Augustine, FL • United States

220 Nocatee Village Dr, Ponte Vedra, FL 32081 • United States

Henniker, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 03/2009 03/2020
Ameriprise Financial Services, Llc Concord NH 03/2020 Present
Previous Registrations
  • 2006-03-17 → 2009-03-30
    Banc Of America Investment Services, Inc.
    Manchester, NH
    Manchester, NH
    Manchester, NH
  • 2003-11-10 → 2006-03-17
    Citizens Securities, Inc.
    Manchester, NH
Other Businesses

Real Estate Ownership; Commercial; 701 Market St suite 107a, , St Augustine, FL, 32095; Investment-Related; 01/01/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-07
S63 Uniform Securities Agent State Law Examination 1995-03-06
  • S65 Uniform Investment Adviser Law Examination
    2003-11-07
  • S63 Uniform Securities Agent State Law Examination
    1995-03-06

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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Other Investors

ADAM JOSEPH RUEDIG
WILLIAM DAVIS CHAPIN
PAUL BASIL MAKRIS
PATRICK J. HENNING
TIFFANY ROSE SNOW
MITCHELL HAYES
KATHERINE ROSE KIPPEN
Evan Basil Makris

Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH
FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH
MARINER · Concord, NH
MARINER · Concord, NH
BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH
RBC CAPITAL MARKETS, LLC · CONCORD, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

More in Concord, NH

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