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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-30 |
| OH | RA | APPROVED | 2012-03-02 |
Branch Locations
3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Canfield | OH | 01/2012 | Present |
1.Penguin Club; Youngstown, OH; Athletic booster club; BOD; TTEE; 7/1/04; 3 Hrs/Qtr; Drng Sec Trd Hrs; Nt Inv-Rel 2.The Ursuline Ctr; Canfield, OH; BOD; Attend mtgs; 1/1/14; 2 Hrs/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 3.B.F. Wirt Museum Fund; Youngstown, OH; TTEE; Oversight; 2/16/15; 6 Hrs/Yr; Nt drng sec trd hrs; Nt Inv-Rel 4. Community Corrections Assoc, Inc; Youngstown, OH ; Provides corrections & rehabilitation to adults; BOD; Mbr; 9/1/15; 10 Hrs/Yr; Drng Sec Trd Hrs; Nt Inv-Rel 6.Youngstown State Uni; Youngstown OH; Uni; PT Faculty; Teach in Acct & Finance Dept.; 1/13/14; 6 Hrs/Wk; Nt drng sec trd hrs; Nt Inv-Rel 7. The Rich Center for Autism; Youngstown, OH; Adv Board; Provide advice & support; 9/19/16; 12 Hrs/Yr; Nt drng sec trd hrs; Nt Inv-Rel 8.Ursuline Ministries; Canfield, OH; BOD; Governance of the org/set policy; 3/1/17; 3 Hr/Qtr; Nt drng sec trd hrs; Nt Invest-Rel 9.Lake Erie College; St Painesville, OH; BOD; Governance of the college; 1/1/18; 8 Hr/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 10.Diocese of Youngstown Fdn; Youngstown OH; Charitable Fnd; BOD; oversight of the foundation; 10/1/19; 2 hr/qtr; Drng sec trd hrs; Nt inv-rel 11.Henry H. Stambaugh Auditorium Assoc; Youngstwn, OH; Concert and Event Hall; Trustee; Governance of Org; 1/13/20; 2 Hr/Month; Drng Sec trd Hrs; Nt Inv-Rel 12.Knights of Columbus Council 15086; Youngstwn, OH; Charitable Org; Grand Knight; Lead Org; 7/1/20; 4 Hr/Month; Nt drng sec trd hrs; Nt Invest-Rel 13.Oblate Sisters of the Sacred Heart of Jesus; Hubbard, OH; Religious order of Catholic Nuns; Adv Board Mbr; Advise Sisters; 4/12/21; 8 Hr/Year; Nt Drng Sec Trd Hrs; Nt Inv-Rel 14.Youngstown State Uni Newman Ctr; Youngstown, OH; Catholic campus ministry; Chair, Advisory Board; Provide advice; 7/1/18; 1 Hr/Month; Nt drng sec trd hrs; Nt Inv-Rel 15.Mahoning Valley Historical Society Fdn; Youngstown, OH; Board Mbr; Growth of philanthropic interests; 4/1/21;2 Hrs/Qrt; Drng Sec Trd Hrs; Nt Inv-Rel 16. Mahoning Valley Historical Society Fdn; Youngstown, OH; President; Oversee org; 6/17/21; 4 Hr/Qtr; Drng Sec Trd Hrs; Nt Inv-Rel 17.Youngstown Cityscape; Youngstown, OH; Community Dev; Board Pres; Oversee org; 1/1/04; 2 Hr/Mnth; During Sec Trd Hrs; Nt Inv-Rel 18.Youngstown State Uni Fdn Board of Trustees; Youngstown, OH; Support school; TTEE; Governance of org; 5/3/21; 4 Hr/Qtr; Drng Sec Trd Hrs; Nt Inv-Rel 19.Mahoning County Bar Assoc Fdn; Youngstown, OH; Charitable fdn; TTEE; Oversee grant making & review policy; 7/1/21; 2 Hr/Qtr; Nt Drng Sec Trd Hrs; Nt Inv-Rel 20.Western Reserve Health Care Fdn; Youngstown, OH; Charitable fdn; TTEE; Oversight; 3/2/22; 2 Hr/Qtr; During Sec Trd Hrs; Nt Inv-Rel 21.Simply Slavic; Youngstown OH; Slavic cultural awareness; Board Mbr; 9/1/22; 2 Hr/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 22.The Youngstown Country Club; Youngstown OH; Country club; TTEE; establ &modify policy for governance and mgmt of the club; 1/25/23; 2 Hr/Mth; Nt drng sec trd hrs; Nt Inv-Rel 26. Leadership Mahoning Valley; Youngstown OH; Leadership dev; BOD;3/15/23;4 hr/qtr; Dur Sec Trd Hrs; Not Inv Rel 27. Youngstown Country Club Board of Trustees Officer- President; Youngstown OH 44505; Governing board of the the Youngstown Country Club-golf/dining/recreational activities; President; Chairing the board of trustees; 01/01/2024; 5hr/mnth; Nt drng sec trd hrs; Not Inv-Rel 28. Youngstown State Uni; Youngstown OH; Univ; Campaign Chair for capital campaign; Lead group of volunteers; 9/16/24; 2hr/mth; Drng Sec Trd Hrs; Nt Inv-Rel 29. Mahoning Valley Com School; Youngstown OH; community school; board member; governance of school; 10/01/2025; 3hrs/qtr; Nt drng sec trd hrs; Not Inv-Rel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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