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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-18 |
| CT | RA | APPROVED | 2021-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scarsdale | NY | 08/1998 | 05/2021 |
| Bank Of America, N.A. | Scarsdale | NY | 10/2010 | 05/2021 |
| Ameriprise Financial Services, Llc | Danbury | CT | 05/2021 | Present |
Real Estate Ownership; Single Family; 11 willow St, , Newport, RI, 02840; Not Investment-Related; 07/01/2026. Business Ownership; Florio Financial Advisors; Owner; Manage Ameriprise Business; 57 North St, suite 208, Danbury, CT, 06810; Investment-Related; 04/19/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-10 |
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