Richard Wayne Ramsay

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars
HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-11-02

MN RA
APPROVED

Since 2017-11-02

Branch Locations

1620 Mahtomedi Avenue, Mahtomedi, MN 55115 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc/Ramsay Financial Advisores, Llc	Mahtomedi	MN	08/1976	11/2017
J.W. Cole Financial, Inc.	Tampa	FL	11/2017	Present
J.W. Cole Advisors, Inc.	Tampa	FL	11/2017	Present

08/1976 → 11/2017

Sii Investments, Inc/Ramsay Financial Advisores, Llc

Mahtomedi, MN
11/2017 → Present

J.W. Cole Financial, Inc.

Tampa, FL
11/2017 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Previous Registrations

2001-11-27 → 2017-11-01

Sii Investments, Inc.

Mahtomedi, MN

Mahtomedi, MN

Other Businesses

(1) RAMSAY & ASSOCIATES, LTD - CPA FOR ACCOUNTING, TAX & CONSULTING SERVICES. (2) FIXED INSURANCE PRODUCTS - LICENSED AGENT. (3) MANITOU CROSSINGS - PARTNER/MANAGER OF REAL ESTATE. (4) 1614, LLC - PARTNER INVOLVED WITH COMMERCIAL AND RESIDENTIAL RENTAL PROPERTY. (5) ROTARY DISTRICT GRANT COMMITTEE - TREASURER. (6) CHRISTIAN SCIENCE CHURCH - TREASURER AND BOARD MEMBER. (7) DBA Ramsay Wealth Management, Ltd.; INVESTMENT RELATED; 1620 Mahtomedi Avenue; DBA FINANCIAL PLANNING; PRESIDENT; Start date 11/2/2017; 130 HRS/MO ALL DURING TRADING HRS (8) Rotary District 5960; Not investment related; Non-profit; 1620 Mahtomedi Ave, Mahtomedi, MN 55115; Treasurer & Board Member; Look over financial statement and attend board meetings, sign checks as a second signer; Start 9/5/2023; 1 hour/mo. during trading. (9) Ramsay Capital Group, Ltd; Financial Services; 1620 Mahtomedi Ave, Mahtomedi MN 55115; Investment Related; Registered Investment Advisor Representative; Financial Planning; Start 9/19/2024; 160 hours /month, 160 hours/month during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-29
S63	Uniform Securities Agent State Law Examination	1995-01-26

S65 Uniform Investment Adviser Law Examination

1999-11-29
S63 Uniform Securities Agent State Law Examination

1995-01-26

Designations

Personal Financial Specialist

Other Names

Richard Wayne Ramsey
Rich Ramsay

View on SEC IAPD