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Theresa A Schaefer

Ubs Financial Services Inc.

Muskegon, MI

Muskegon, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-02-09
  • MI RA
    APPROVED
    Since 2011-02-09

Branch Locations

945 West Norton Avenue, Muskegon, MI 49441 • United States

945 West Norton Ave., Muskegon, MI 49441-4175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Muskegon MI 01/1995 Present
Ubs Financial Services Inc. Muskegon MI 01/1995 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1998-11-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1998-11-02
Other Names
  • Theresa A Zeanwick
  • Teresa Ann Zeanwick
  • Theresa A Schaffer

View on SEC IAPD

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Other Offices

LFN ADVISORS INC. · MUSKEGON, MI
RAYMOND JAMES & ASSOCIATES, INC. · Muskegon, MI
CETERA INVESTMENT ADVISERS LLC · MUSKEGON, MI
EMBARK FINANCIAL PARTNERS · MUSKEGON, MI
LPL FINANCIAL LLC · MUSKEGON, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MUSKEGON, MI
EDWARD JONES · MUSKEGON, MI
EDWARD JONES · Muskegon, MI

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