Kameron Jay Carlson

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1995 → 11/2018
  Lpl Financial Llc
  Sioux Falls, SD
• 07/2015 → 03/2023
  Professional Financial Services, Inc.
  Sioux Falls, SD
• 09/2022 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2015-08-05 → 2023-03-21
  Professional Financial Services, Inc.
  Sioux Falls, SD
• 1996-06-13 → 2016-09-08
  Lpl Financial Llc
  Sioux Falls, SD
  Sioux Falls, SD
  Parkston, SD

Other Businesses

1. INSURANCE AGENT; INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100 SIOUX FALLS, SD 57108; INSURANCE AGENT; 09/1995; 2 HOURS PER MONTH, 2 HOURS DURING TRADING; OUTSIDE SALES OF NON-VARIABLE INSURANCE PRODUCTS. 2. VINTEK NUTRITION, LLC; NON INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100 SIOUX FALLS, SD 57108; MANUFACTURING; OWNER; 10/13/2009; 4 HOURS PER MONTH, 1 DURING TRADING; PRODUCTION, MARKETING, AND SALES OF NUTRACEUTICAL PRODUCT FOR DIABETIC SUBJECTS. 3. INSIGNIA HOLDINGS, LLC; INVESTMENT RELATED; 5024 S. BUR OAK PLACE, SUITE 100, SIOUX FALLS, SD 57108;01/21/2016; 30 MINUTES PER MONTH/0 HOURS DURING SECURITIES TRADING; BUSINESS ENTITY FOR TAX/PERSONAL INVESTMENT PURPOSES ONLY. 4. CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, 12/15/2022,<1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 5. PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,03/2023, 2 HRS./MO., 2 HRS. DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-02-28
• S65 Uniform Investment Adviser Law Examination
  1995-02-28

Designations

• Certified Financial Planner

Other Names

• Kam Carlson