Eduardo Gimenez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Lpl Financial
  Rockville, MD
• 01/2017 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2012-01-06 → 2013-09-04
  Financial Telesis Inc
  San Rafael, CA
  Charlottesville, VA
• 2009-01-13 → 2012-01-04
  Principal Securities, Inc.
  Charlottesville, VA
  Charlottesville, VA

Other Businesses

1. 08/30/2013 - EDUARDO GIMENEZ/ AGENT/ NON-VARIABLE INSURANCE/ 25%/ ROCKVILLE, MD 2. 07/28/2014 - RAFFA RETIREMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - ROCKVILLE, MD 3. 7/31/2018 - Global Retirement Partners - DBA: Raffa Retirement Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:01/25/2017 - 160 Hours Per Month/120 Hours During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 8/22/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/14/2013 - 8 Hours Per Month/8 Hours During Trading. 5. 09/17/2019 - Global Retirement Partners Advisor Alliance - Investment related - Coronado, CA - Seminar - start date:10/05/2019 - 0 hrs/mo - 0 hrs during trading. 6. 01/13/2022 - HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 01/18/2022 - Global Retirement Partners, LLC - DBA: (Hyb) Raffa Retirement Svcs, a div. of HUB Int'l - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 01/18/2022 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 9. 01/21/2022 - Raffa Retirement Services, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 10. 01/21/2022 - HUB International - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 01/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying my practice and will be 100% owner. Role will remain the same but will now be an employee of HUB.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-04-21

Designations

• Certified Financial Planner

Other Names

• Ed Gimenez