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Bradley Vaughn Livingston

Livingston Wealth Advisory

Conroe, TX

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Current Employers
Livingston Wealth Advisory

Conroe, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-10
  • TX RA
    APPROVED
    Since 2025-09-10

Branch Locations

Conroe, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Antonio TX 03/2012 10/2017
Wells Fargo Clearing Services, Llc San Antonio TX 10/2017 06/2021
Sagepoint Financial Inc The Woodlands TX 06/2021 09/2023
Osaic Wealth, Inc. The Woodlands TX 09/2023 05/2025
Livingston Wealth Advisory Conroe TX 05/2025 Present
Harman Wealth Management The Woodlands TX 06/2021 05/2025
Previous Registrations
  • 2023-09-01 → 2025-05-13
    Osaic Wealth, Inc.
    The Woodlands, TX
  • 2021-06-04 → 2023-09-01
    Osaic Services, Inc.
    The Woodlands, TX
  • 2017-11-17 → 2021-06-10
    Wells Fargo Clearing Services, Llc
    Austin, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2012-04-10 → 2017-11-09
    Citigroup Global Markets Inc.
    Bryan, TX
    Bryan, TX
    Caldwell, TX
    College Station, TX
    College Station, TX
    New York, NY
    Washington, DC
    San Antonio, TX
    San Antonio, TX
    Chicago, IL
    Tampa, FL
    San Antonio, TX
    San Antonio, TX
    Jacksonville, FL
    San Antonio, TX
  • 2011-01-19 → 2012-04-11
    Capital Guardian Wealth Management, Llc
    Miami, FL
  • 2004-10-08 → 2010-12-31
    Berkshire Asset Management, Inc.
    Castroville, TX
  • 2006-08-01 → 2010-03-18
    Advisors Asset Management, Inc.
    Monument, CO
    Boerne, TX
  • 2004-01-06 → 2004-06-30
    Citicorp Investment Services
    San Antonio, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-08-01
S65 Uniform Investment Adviser Law Examination 2001-05-09
  • S63 Uniform Securities Agent State Law Examination
    2008-08-01
  • S65 Uniform Investment Adviser Law Examination
    2001-05-09
Other Names
  • Brad Livingston
  • Bradley Vaughn Livingston
  • Bradley Livingston

View on SEC IAPD

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