Best Investors Account Sign in

Robert Echols Emerson

Ameriprise Financial Services, LLC

Winter Park, FL

Winter Park, FL

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-10
TX RA APPROVED 2017-07-07
  • FL RA
    APPROVED
    Since 2017-07-10
  • TX RA
    APPROVED
    Since 2017-07-07

Branch Locations

101 S New York Ave Unit 210, Winter Park, FL 32789 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Winter Park FL 06/2009 07/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2017
Ameriprise Financial Advisors Inc. Winter Park FL 07/2017 03/2020
Ameriprise Financial Services, Llc Winter Park FL 03/2020 Present
  • 06/2009 → 07/2017
    Morgan Stanley
    Winter Park, FL
  • 01/2015 → 07/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2017 → 03/2020
    Ameriprise Financial Advisors Inc.
    Winter Park, FL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Winter Park, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-07
S63 Uniform Securities Agent State Law Examination 1995-03-24
  • S65 Uniform Investment Adviser Law Examination
    1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1995-03-24
Other Names
  • Bobby Echols Emerson
  • Robert E Emerson
  • Bobby Emerson
  • Robert Echols Emerson
  • Robert E Emerson
  • Bob Emerson
  • Bobby Emerson

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor