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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
MN RA APPROVED 2015-01-15
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • MN RA
    APPROVED
    Since 2015-01-15

Branch Locations

512 Main St S Suite 100, Cambridge, MN 55008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newton Financial Solutions, Llc Cambridge MN 02/2013 Present
Commonwealth Financial Network Waltham MA 04/2013 Present
Other Businesses

1. Fixed insurance sales; as of 11/20/2019; 1% time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner of rental property located in Isanti, Minnesota, as of 1/01/2025; 0% of time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-28
S63 Uniform Securities Agent State Law Examination 2006-01-11
  • S66 Uniform Combined State Law Examination
    2013-06-28
  • S63 Uniform Securities Agent State Law Examination
    2006-01-11

View on SEC IAPD

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