K. Scott Jones

Ubs Financial Services Inc.

Punta Gorda, FL

Rochester Hills, MI

The Villages, FL

CRD 2580035

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-06
TX	RA	APPROVED_RES	2021-09-13
MI	RA	APPROVED	2010-10-13

FL RA
APPROVED

Since 2026-03-06
TX RA
APPROVED_RES

Since 2021-09-13
MI RA
APPROVED

Since 2010-10-13

Branch Locations

Punta Gorda, FL • United States

Rochester Hills, MI • United States

The Villages, FL • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Troy	MI	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Troy, MI

Other Businesses

GOLF COTTAGE I ASSOCIATION-LEWISTON MI-CONDO ASSOCIATION-TREASURER-EFF:-12-23-08-5 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-17
S63	Uniform Securities Agent State Law Examination	1995-03-23

S65 Uniform Investment Adviser Law Examination

2026-02-17
S63 Uniform Securities Agent State Law Examination

1995-03-23

Other Names

Kenneth S Jones
Kenneth Scott Jones

View on SEC IAPD

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