Mitchell Scott Bowles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-07

TX RA
APPROVED

Since 2022-07-07

Branch Locations

Wichita Falls, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	05/2022
Lpl Financial	Wichita Falls	TX	06/2022	Present

01/2015 → 05/2022

Morgan Stanley Private Bank, National Association

New York, NY
06/2022 → Present

Lpl Financial

Wichita Falls, TX

Previous Registrations

2009-06-01 → 2022-05-23

Morgan Stanley

Dallas, TX

Wichita Falls, TX
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Dallas, TX

Wichita Falls, TX
2006-03-24 → 2007-04-02

Morgan Stanley Dw Inc.

Wichita Falls, TX
1995-03-16 → 2006-03-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wichita Falls, TX

Wichita Falls, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-29
S63	Uniform Securities Agent State Law Examination	1995-03-15

S65 Uniform Investment Adviser Law Examination

1995-03-29
S63 Uniform Securities Agent State Law Examination

1995-03-15

Other Names

M Scott Bowles

View on SEC IAPD