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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-02 |
| TN | RA | APPROVED | 2009-08-21 |
Branch Locations
1325 Satellite Blvd Nw Suite 1402, Suwanee, GA 30024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Suwanee | GA | 12/2000 | Present |
| Retirement Planning Group, Inc | Oak Ridge | TN | 11/2007 | Present |
| Raymond James Financial Services Advisors, Inc. | Suwanee | GA | 12/2000 | Present |
(1)Name of Business: The Retirement Planning Group, Inc Address: 661-B Emory Valley Rd., Oak Ridge, TN, 37830, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/06/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Holding Company for RJ Business. ALL business conducted through RJ
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-19 |
| S65 | Uniform Investment Adviser Law Examination | 1995-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-28 |
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