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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-02
TN RA APPROVED 2009-08-21
  • GA RA
    APPROVED
    Since 2025-09-02
  • TN RA
    APPROVED
    Since 2009-08-21

Branch Locations

Clinton, TN • United States

1325 Satellite Blvd Nw Suite 1402, Suwanee, GA 30024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Suwanee GA 12/2000 Present
Retirement Planning Group, Inc Oak Ridge TN 11/2007 Present
Raymond James Financial Services Advisors, Inc. Suwanee GA 12/2000 Present
Other Businesses

(1)Name of Business: The Retirement Planning Group, Inc Address: 661-B Emory Valley Rd., Oak Ridge, TN, 37830, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/06/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Holding Company for RJ Business. ALL business conducted through RJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-19
S65 Uniform Investment Adviser Law Examination 1995-04-07
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S66 Uniform Combined State Law Examination
    2009-08-19
  • S65 Uniform Investment Adviser Law Examination
    1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
Other Names
  • Jack W Hill

View on SEC IAPD

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