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Employer firm

International Assets Investment Management, LLC CRD 144426

$2.57B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-03-08
  • KY RA
    APPROVED
    Since 2016-03-08

Branch Locations

Russell, KY • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Platinum Investments, Llc. (Dba) Ahsland KY 06/2011 Present
International Assets Advisory, Llc Russell KY 02/2016 Present
  • 06/2011 → Present
    Platinum Investments, Llc. (Dba)
    Ahsland, KY
  • 02/2016 → Present
    International Assets Advisory, Llc
    Russell, KY
Previous Registrations
Other Businesses

1) PLATINUM INVESTMENTS LLC 417 BLUEBIRD DRIVE RUSSELL, KY 41169 - INVESTMENT RELATED DBA FOR IAA/IAIM BUSINESS - 100% OWNER SINCE 6/2011 - APPROX 160 HRS/MO - FEE/COMMISSION BASED COMPENSATION. 2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 2/2016 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 3) RENTAL PROPERTIES 6116 US 60W, ASHLAND, KY 41102 - LANDLORD SINCE 2004 - APPROX 1 HR/MO - RENTAL INCOME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-30
S63 Uniform Securities Agent State Law Examination 1995-05-22
  • S65 Uniform Investment Adviser Law Examination
    1995-05-30
  • S63 Uniform Securities Agent State Law Examination
    1995-05-22
Other Names
  • Chandis Ferguson

View on SEC IAPD

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