Richard Edward Fennema

Current Employers

Employment History

• 11/2014 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2014-02-28 → 2014-11-13
  Wells Fargo Advisors Financial Network, Llc
  Southlake, TX
• 2009-06-01 → 2014-03-10
  Morgan Stanley
  Southlake, TX
  Arlington, TX
  Southlake, TX
  Arlington, TX
• 2007-07-27 → 2009-06-01
  Morgan Stanley & Co. Llc
  Southlake, TX
  Arlington, TX
• 2000-08-14 → 2007-08-08
  Ubs Financial Services Inc.
  Grapevine, TX

Other Businesses

AR & K INC, NOT INV RELATED, HURST, TX, 33% OWNER, START: 1/3/2013, LESS THAN 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: NONE POWER OF ATTORNEY FOR MOTHER, INV RELATED, DALLAS, TX, START: 1/2013, 10 HOURS PER MONTH/0 DURING TRADING.- VILLAS BY WEST VILLAGE HOA; NOT INVESTMENT RELATED; DALLAS, TX; HOMEOWNERS' ASSOCIATION; BOARD MEMBER; 1-9% OF HIS TIME DEVOTED PER MONTH; NOT DURING TRADING HOURS; THE BOARD WORKS WITH THE PROPERTY MANAGEMEN COMPANY REGARDING MAINTENANCE OF THE PROPERTY. Sub-Leasing Office Space; this business is not investment related, Renting office space; Rental Income of $6000 a year, 0 hours during trading hours. Mr. Fennema is a Passive Investor for RFNative Investment, LLC located at 1000 Texans Trail Suite 223, Grapevine TX 76051. This business is not investment related spending no time during market hours. Compensation will be 1-20% of his annual income. Mr. Fennema is a Member of Financial Planing Association located at PO Box 2267 Frisco, TX 75034. Email execdir@fpadfw.org. This business is not investment related; spending no time during market hours. No Compensation at this time. Mr. Fennema is part owner of RF Native LLC, located at 3907 Cole Ave., Unit 12 Dallas, TX 75204. This business is not investment related spending no time during market hours. Compensation will be 1-9% of his annual income. Car rental through Turo Cole Ave 12; Investment Related - No; 3907 Cole Ave., Unit 12 Dallas, TX 75204; Rental Property; Owner; 10/2025; 1 Hour per Month; 0 During Market hours; Renting townhome through AirBnb. ARK Financial Management LLC; Investment Related - Yes; 300 Decker Drive, Suite 345, Irving, TX, USA, 75062; DBA; President; Advisor; 11/2014; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-05
• S63 Uniform Securities Agent State Law Examination
  1995-03-22

Designations

Other Names

• Richard E Fennema