Desmond T Wesley

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-10-17

TX RA
APPROVED

Since 2013-10-17

Branch Locations

Little Elm, TX • United States

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	09/2007	Present
Tiaa	Frisco	TX	09/2007	Present

09/2007 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
09/2007 → Present

Tiaa

Frisco, TX

Other Businesses

HOUSE OF WESLEY'S LLC. POSITION: Owner NATURE: custom t-shirts, graphic design, social media marketing INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2023 ADDRESS: Home Address, Little Elm TX 75068, United States DESCRIPTION: owner, create and print the t-shirts or design the graphics

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-17
S63	Uniform Securities Agent State Law Examination	2006-06-08

S65 Uniform Investment Adviser Law Examination

2013-10-17
S63 Uniform Securities Agent State Law Examination

2006-06-08

Other Names

Wesley T Desmond

View on SEC IAPD