John Joseph Welker

Current Employers

Employment History

• 10/2008 → 01/2019
  Ubs Financial Services Inc
  Irvine, CA
• 01/2019 → Present
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA

Previous Registrations

• 2008-10-31 → 2019-01-21
  Ubs Financial Services Inc.
  Irvine, CA
  Rapid City, SD
• 2007-04-02 → 2008-11-05
  Morgan Stanley & Co. Llc
  Irvine, CA
• 1999-08-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

WORKOP SD LLC DBA HILLS PROPERTIES; INV. RELATED; RAPID CITY, SD; REAL ESTATE / RENTAL; 50% OWNERSHIP; START DATE 1/206; 10 HRS PER MONTH;; 0 HRS DURING TRADING; DUTIES; GENERAL OVERSIGHT. WORKHOP LLC; INV. RELATED; RAPID CITY, SD; REAL ESTATE / RENTAL; 50% OWNERSHIP; START 1/2006; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: GENERAL OVERSIGHT. BRAVADO LLC DBA AVALON SPORT HORSES; NOT INV RELATED; RAPID CITY, SD; 50% OWNERSHIP; EQUINE (SPORT HORSES) HOLDINC CO.; START 2/2014; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES; MANAGEMENT OF HORSES. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; RAPID CITY,SD; 100% OWNERSHIP; START 1/10/2019; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; NONE. TRUSTEE OF WORKOP SD LLC 401K; INV. RELATED; RAPID CITY, SD; START 8/2021; 1 HR PER MONTH; 0 HRS DURING TRADING; TRUSEE 401K PLAN. TRUSTEE OF WORKOP SD DBP; INV. RELATED; RAPID CITY, SD; START 9/2021; 1 HR PER MONTH; 0 HRS DURING TRADING; TRUSEE DBP PLAN.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-17
• S63 Uniform Securities Agent State Law Examination
  1995-02-06

Other Names

• John J Welker