Roger Alan Corey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Lewis Center, OH
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lewis Center, OH

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Lewis Center, OH
• 2003-03-11 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Lewis Center, OH
  Folsom, CA
  Lewis Center, OH

Other Businesses

1. SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 01/2009 - LOCATED AT 2360 RUFUS CT, LEWIS CENTER, OH 43035 2. QUEEN CITY CAPITAL MANAGEMENT LLC POSITION: passive partner NATURE: QUEEN CITY CAPITAL MANAGEMENT LLC REGISTERED INVESTMENT ADVISOR 1% OWNER 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 212 E 3rd St #100, Cincinnati OH 45202, United States DESCRIPTION: 1% partner only 3. NO NAME POSITION: rep NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 02/1995 - LOCATED AT 2360 RUFUS CT, LEWIS CENTER, OH 43035 - TIME SPENT: 5% INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/1995 ADDRESS: 2360 Rufus Ct, Lewis Center OH 43035 DESCRIPTION: I recommend insurance products as client needs arise 4. NO NAME POSITION: rep NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 02/1995 - LOCATED AT 4299 Laguna Loop, LEWIS CENTER, OH 43035 - TIME SPENT: 2% INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/1995 ADDRESS: 4299 Laguna Loop, Lewis Center OH 43035, United States DESCRIPTION: I recommend insurance products as client needs arise

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-01-27