Dennis Michael Magaldi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1978 → Present
  Magaldi Financial Services
  Thousand Oaks, CA
• 01/1987 → Present
  Magaldi Real Estate
  Thousand Oaks, CA
• 07/2007 → 08/2017
  Financial West Group
  Westlake Village, CA
• 08/2017 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Thousand Oaks, CA

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Irvine, CA
  Thousand Oaks, CA
• 2007-07-25 → 2017-08-21
  Financial West Group
  Thousand Oaks, CA
  Irvine, CA
  Westlake Village, CA
  Thousand Oaks, CA
  Thousand Oaks, CA
  Westlake Village, CA
• 2007-04-02 → 2007-07-17
  Morgan Stanley & Co. Llc
  Thousand Oaks, CA
• 2004-11-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Thousand Oaks, CA
  Thousand Oak, CA

Other Businesses

1- 06/2025 - MAGALDI FINANCIAL - Tax Prep/Accounting/CPA - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/1973 - 40 hours per month/ 10 hours during trading 2- 06/2025 - E*CENTRAL CREDIT UNION - Non-Profit Board/Committee Member - TREASURER - Not investment Related - Pasadena, CA - Start Date 07/01/2015 - 4 hours per month/ 0 hours during trading 3- 06/2025 - MAGALDI REAL ESTATE - Mortgage/Real Estate Services - REAL ESTATE BROKER - Investment Related - At Reported Business Location(s) - Start Date 01/01/1987 - 3 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2004-10-29
• S63 Uniform Securities Agent State Law Examination
  1995-07-07

Other Names

• Dennis Magaldi